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IRA and Roth Rollovers in Juno

This article explains how Juno handles IRA and Roth rollover information from Forms 1099-R and 5498.

Updated over a month ago

While Juno automates the data entry for Form 1099-R and Form 5498 when available, there are instances where manual entry of Form 5498 information is necessary.

How Juno Handles Form 1099-R

Juno fully supports the automatic import of your Form 1099-R data. We can process the form, including distributions with one or two codes in Box 7. This allows us to handle a wide variety of rollover and distribution scenarios.

Supported Form 1099-R Fields

Juno supports the following fields on Form 1099-R:

Box

Title

How Juno Uses It

1

Gross Distribution

The total amount of the distribution before any taxes were withheld.

2a

Taxable Amount

The portion of the distribution that is subject to income tax. If this is blank, the taxable amount may need to be determined.

2b

Taxable amount not determined / Total distribution

Indicates if the taxable amount could not be determined or if the entire distribution was a total distribution.

4

Federal income tax withheld

Any federal income tax that was withheld from the distribution.

5

Employee contributions/Designated Roth contributions or insurance premiums

The employee's after-tax contributions, which are generally not taxable when distributed.

7

Distribution code(s)

Codes that identify the type of distribution. See the table below for a detailed explanation of each code.

Box 7 Distribution Codes

Juno can process any code or combination of codes reported in Box 7. Here is a list of common distribution codes and what they mean:

Code

Description

1

Early distribution, no known exception

2

Early distribution, exception applies

3

Disability

4

Death

5

Prohibited transaction

6

Section 1035 exchange (a tax-free exchange)

7

Normal distribution

8

Excess contributions plus earnings/excess deferrals

G

Direct rollover and direct payment

H

Direct rollover of a designated Roth account distribution to a Roth IRA

J

Early distribution from a Roth IRA, no known exception

L

Loans treated as deemed distributions

N

Recharacterized IRA contribution

Q

Qualified distribution from a Roth IRA

R

Recharacterized IRA contribution

S

Early distribution from a SIMPLE IRA in the first 2 years, no known exception

T

Roth IRA distribution, exception applies

How Juno Handles Form 5498

Form 5498 Timing and Availability

Financial institutions are required to send Form 5498, IRA Contribution Information, to IRA owners and the IRS by May 31 each year. This is after the typical tax filing deadline of April 15th. This means you will likely not have this form when you file your taxes.

Reporting IRA Contributions Without Form 5498

You do not need to have Form 5498 to report your IRA contributions on your tax return. You can use your own records, such as your account statements, to determine the amount of your contributions. You can then enter this information into your tax software.

Juno Support for Form 5498

  • Upcoming Support: Juno will fully support Form 5498 by February 15th. This means that if the form is available, we will be able to automatically import the data for you.

  • Manual Entry: If you file your taxes before Form 5498 is supported, you will need to manually enter your IRA contribution information.

Uploading Documents

You can still upload Form 5498 and brokerage statements containing contribution information to Juno to be included in your digital binder for record-keeping purposes.

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